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"Point in Time" Regulation Content

Securities Act

Multilateral Instrument 13-102 System Fees

B.C. Reg. 137/2023

NOTE: Links below go to regulation content as it was prior to the changes made on the effective date. (PIT covers changes made from September 19, 2009 to "current to" date of the regulation.)
SECTIONEFFECTIVE DATE
Section 1 November 28, 2025
Section 3 November 28, 2025
Section 4 November 28, 2025
Appendix A November 28, 2025
Appendix B November 28, 2025

 Section 1 (1) definition of "WKSI base shelf prospectus" was added by BC Reg 201/2025, effective November 28, 2025.

 Section 3 (1) BEFORE amended by BC Reg 201/2025, effective November 28, 2025.

(1) A person or company described in Column A of Appendix A must pay the corresponding system fee specified in Column C of the Appendix to the person or company's principal regulator, if the person or company transmits a filing of a type described in Column B of the Appendix.

 Section 4 BEFORE amended by BC Reg 201/2025, effective November 28, 2025.

Annual registrant system fee

4   On December 31 of each year, a sponsoring firm must, for each individual registrant of the sponsoring firm, pay the system fee specified in Column C of Appendix B to the securities regulatory authority if the securities regulatory authority in the local jurisdiction is the individual registrant's principal regulator on that date.

 Appendix A BEFORE re-enacted by BC Reg 201/2025, effective November 28, 2025.

Appendix A

System Fees

In this Appendix,

"application" means a request transmitted through SEDAR+ for a decision of the regulator or securities regulatory authority but, for greater certainty, does not include a pre-filing;

"pre-filing" means a request to consult with the principal regulator regarding the application of securities legislation or securities directions generally or the application of securities legislation or a direction to a particular transaction or matter or proposed transaction or matter.

ItemColumn A
Person or company
required to file
Column B
Filing type
Column C
System fee
1Sponsoring firm — in respect of an individual registrantApplication for registration or reactivation of registration$86
2International dealer or international adviserAnnual notice of reliance on exemption from dealer registration requirement or adviser registration requirement$350
3Investment fund that is a reporting issuerAnnual financial statements$525
4Investment fundPreliminary, pro forma, or combined preliminary and pro forma long form prospectus$2 200, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund
Preliminary, pro forma, or combined preliminary and pro forma simplified prospectus$2 200, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund
5Reporting issuer other than an investment fundAnnual financial statements$765
6Reporting issuer, other than an investment fund, that is not a short form prospectus issuerAnnual information form$430
7Investment fund that is not a short form prospectus issuerAnnual information form$430
8Reporting issuer that is a short form prospectus issuerAnnual information form$2 530
9Issuer other than an investment fundPreliminary long form prospectus Preliminary prospectus governed by a CPC instrument$950
Preliminary short form prospectus, preliminary shelf prospectus or preliminary MJDS prospectus$1 500
10All filersIssuer bid circular filed under Part 2 of National Instrument 62-104 Take-Over Bids and Issuer Bids or take-over bid circular filed under Part 2 of National Instrument 62-104 Take-Over Bids and Issuer Bids$350
11Issuer, other than an investment fundRights offering circular$1 500
12All filersReport of exempt distribution$40
13All filersPre-filing that is transmitted through SEDAR+$350
14All filersApplication that is required to be transmitted through SEDAR+ under National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+),

(a) if a pre-filing referred to in Item 13 was previously transmitted in respect of the application, and

(b) in any other case




$0

$350

 Appendix B BEFORE re-enacted by BC Reg 201/2025, effective November 28, 2025.

Appendix B

System Fees

Column A
Person or company required to file
Column B
Filing type
Column C
System fee
Sponsoring firm — in respect of each individual registrant sponsored by the firmAnnual registration renewal$86