Point in Time - Securities Act

"Point in Time" Regulation Content

Securities Act

National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

B.C. Reg. 148/2017

SECTION	EFFECTIVE DATE
NOTE: Links below go to regulation content as it was prior to the changes made on the effective date. (PIT covers changes made from September 19, 2009 to "current to" date of the regulation.)
Section 1	September 13, 2023
Section 43	July 26, 2022
Form 94-102F3	July 26, 2022

Section 1 (1) definition of "Canadian financial institution" BEFORE repealed by BC Reg 209/2023, effective September 13, 2023.

"Canadian financial institution" has the meaning ascribed to it in National Instrument 45-106 Prospectus Exemptions;

Section 43 BEFORE amended by BC Reg 177/2022, effective July 26, 2022.

Customer collateral report — regulatory

43 A regulated clearing agency that receives customer collateral must electronically deliver to the regulator or securities regulatory authority, within 10 business days of the end of each calendar month, a completed Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency.

Form 94-102F3 footnote 3 BEFORE amended by BC Reg 177/2022, effective July 26, 2022.

3 The Reporting Period is the calendar month for which the form is submitted.