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"Point in Time" Regulation Content

Securities Act

National Instrument 58-101 Disclosure of Corporate Governance Practices

B.C. Reg. 241/2005

NOTE: Links below go to regulation content as it was prior to the changes made on the effective date. (PIT covers changes made from September 19, 2009 to "current to" date of the regulation.)
SECTIONEFFECTIVE DATE
Section 1.1 November 17, 2015
June 9, 2023
Section 1.3 November 17, 2015
Section 2.3 June 9, 2023
Form 58-101F1 October 31, 2011
Form 58-101F2 October 31, 2011

 Section 1.1 definition of "venture issuer" BEFORE amended by BC Reg 208/2015, effective November 17, 2015.

"venture issuer" means a reporting issuer that, at the end of its most recently completed financial year, did not have any of its securities listed or quoted on any of the Toronto Stock Exchange, a U.S. marketplace, or a marketplace outside Canada and the United States of America other than the Alternative Investment Market of the London Stock Exchange or the PLUS markets operated by PLUS Markets Group plc.

 Section 1.1 definition of "SEDAR" BEFORE repealed by BC Reg 140/2023, effective June 9, 2023.

"SEDAR" has the same meaning as in National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR);

 Section 1.1 definition of "SEDAR+" was added by BC Reg 140/2023, effective June 9, 2023.

 Section 1.3 (c) BEFORE amended by BC Reg 208/2015, effective November 17, 2015.

(c) a credit support issuer or exchangeable security issuer that is exempt under sections 13.2 and 13.3 of NI 51-102, as applicable; and

 Section 2.3 BEFORE amended by BC Reg 140/2023, effective June 9, 2023.

Filing of code

2.3   If an issuer has adopted or amended a written code, the issuer must file a copy of the code or amendment on SEDAR no later than the date on which the issuer's next financial statements must be filed, unless a copy of the code or amendment has been previously filed.

 Form 58-101F1, Item 7 (d) BEFORE repealed by BC Reg 180/2011, effective October 31, 2011.

(d) If a compensation consultant or advisor has, at any time since the beginning of the issuer's most recently completed financial year, been retained to assist in determining compensation for any of the issuer's directors and officers, disclose the identity of the consultant or advisor and briefly summarize the mandate for which they have been retained. If the consultant or advisor has been retained to perform any other work for the issuer, state that fact and briefly describe the nature of the work.

 Form 58-101F1 Instruction (3.1) was added by BC Reg 180/2011, effective October 31, 2011.

 Form 58-101F2, Instruction (3.1) was added by BC Reg 180/2011, effective October 31, 2011.