Point in Time - Securities Act

"Point in Time" Regulation Content

Securities Act

National Instrument 23-103 Electronic Trading

B.C. Reg. 61/2013

SECTION	EFFECTIVE DATE
NOTE: Links below go to regulation content as it was prior to the changes made on the effective date. (PIT covers changes made from September 19, 2009 to "current to" date of the regulation.)
Section Reg title	March 1, 2014
Section 1	March 1, 2014
Part 2.1 Section 4.1 to 4.7	March 1, 2014
Part 4 Section 9.1	March 1, 2014

Regulation title BEFORE amended by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.

National Instrument 23-103 Electronic Trading

Section 1 definitions of "DEA client", "DEA client identifier", "direct electronic access" and "marketplace participant identifier" were added by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.

Section 1 definition of "marketplace and regulatory requirements", paragraph (c) BEFORE amended by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.

(c) the applicable requirements set by a recognized exchange, a recognized quotation and trade reporting system or a regulation services provider under section 7.1, 7.3 or 8.2 of NI 23-101;

Section 1 definition of "participant dealer" BEFORE amended by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.

"participant dealer" means a marketplace participant that is an investment dealer.

Part 2.1, sections 4.1 to 4.7 was enacted by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.

Part 4, section 9.1, enacted by BC Reg B.C. Reg. 24/2014, effective March 1, 2014.