Section 1.1 definition of "specified dealer" BEFORE amended by BC Reg 226/2009 effective September 28, 2009.
"specified dealer" means a dealer other than a dealer whose activities as a dealer are restricted by the terms of its registration to one or both of
(a) acting solely in respect of mutual fund securities, or
(b) acting solely in respect of transactions in which a person or company registered in the category of limited market dealer in a jurisdiction is permitted to engage;
Section 1.1 definition of "sales communication" paragraph (b), item 2.1 was added by B.C. Reg 385/2010 effective January 1, 2011.
Section 3.3 BEFORE amended by BC Reg 385/2010 effective January 1, 2011.
Prohibition Against Reimbursement of Organization Costs
3.3 None of the costs of incorporation, formation or initial organization of a mutual fund, or of the preparation and filing of any of the preliminary simplified prospectus, preliminary annual information form, initial simplified prospectus or annual information form of the mutual fund shall be borne by the mutual fund or its securityholders.
Section 5.6(1)(f)(ii) and (iii) BEFORE amended by BC Reg 385/2010 effective January 1, 2011.
(ii) if not previously sent to all securityholders, the current simplified prospectus and the most recent annual and interim financial statements that have been made public for the mutual fund into which the mutual fund will be reorganized, and
(iii) a statement that securityholders may obtain an annual information form for the mutual fund into which the mutual fund will be reorganized by contacting that mutual fund at a specified address or telephone number;
Section 5.7(1)(d) BEFORE amended by BC Reg 385/2010 effective January 1, 2011.
(d) if the application relates to a matter that would constitute a material change for the mutual fund, a draft of an amendment to the simplified prospectus of the mutual fund reflecting the change; and
Section 15.2(1)(b) BEFORE amended by BC Reg 385/2010 effective January 1, 2011.
(b) include a statement that conflicts with information that is contained in the preliminary simplified prospectus, the preliminary annual information form, the simplified prospectus or annual information form
(i) of a mutual fund, or
(ii) in which an asset allocation service is described.